Why You Need to Focus on SEC and NASD

The rules of SEC and NASD have a profound impact on the way most organizations manage messaging content in terms of records retention, the internal controls and the penalties associated with non-compliance. Join us to learn about the requirements for SEC and NASD compliance and how they apply to your organization.

During this webinar, Mr. Michael Osterman will discuss the following topics:

  • Which SEC and NASD rules apply?

  • What is the rationale for these rules and who is affected by them?

  • What do SEC and NASD rules require companies to do with their email and instant messages?

For access to this Webinar, please complete the form below:

First Name:
Last Name:
Email:
Job Title:
Company:
Address:

City:
Postal Code:
State:
Country:
Phone: